Chief Compliance Officer: Digital Assets & Broker-Dealer (San Francisco) Job at P2P, San Francisco, CA

OCs5ZDN1ZHZXeVp2dTM0L01TTVZ0UytTQkE9PQ==
  • P2P
  • San Francisco, CA

Job Description

A digital asset firm is seeking a Compliance Director to lead compliance programs for its broker-dealer and transfer agent operations. The successful candidate will manage compliance with SEC and FINRA regulations, develop internal policies, and oversee audits. A Bachelor's degree, 5+ years in compliance roles, and active FINRA licenses are required. This role offers a competitive salary, benefits, and opportunities for professional growth within a collaborative environment.
#J-18808-Ljbffr

Job Tags

Full time,

Similar Jobs

Evermark LLC

Maintenance Electrical Technician Job at Evermark LLC

Job Description Job Description Description: Ever wonder how it feels to go to work every day excited not just about what you do, but where you do it? At Evermark, you dont have to wonder... our employees will tell you this can be your reality! The Maintenance Electrical...

Career Strategies

HIRING Porter - Janitorial- Immediate Opening Job at Career Strategies

 ...Description Career Strategies is now hiring for Apartment Communities throughout Orange County. If you are ready to take on this exciting opportunity, respond to this...  ...from vacant apartments (trash outs) before make-ready. Maintenance Support: Collaborate with the... 

Wolf Professional Security Inc.

Security Guard Job at Wolf Professional Security Inc.

 ...Job Description Job Description Wolf Professional Security, Inc. is now hiring professional individuals to staff several upcoming...  ...or GED equivalent *Possession of a current Maryland Security Clearance Card *1+ years experience as a security officer (preferred)... 

EPSILON SYSTEMS

Electrician (propulsion plant) Subject Matter Expert II Job at EPSILON SYSTEMS

 ...experience with U.S. Navy shipboard electrical systems maintenance and repair \n \n ~ Ability to obtain/maintain a DoD Secret Security Clearance \n Pay Range: The pay range for this role is $26.07 To $32.30 Hourly. This is a reasonable estimate for this role.... 

Genesis10

Red Hat Linux Job at Genesis10

 ...functionCoordinate with engineering, operations, build, and application support teamsRequirements12+ years of experience with Red Hat Linux. RHEL 7, 8 and 95+ years of experience managing servers in an enterprise environment consisting of 2000 or more servers...